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Internal Controls Policies And Procedures [PDF Download]

Internal Controls Policies and Procedures PDF
Author: Rose Hightower
Publisher: John Wiley & Sons
Release Date: 2008-12-03
ISBN: 0470449411
Size: 27.79 MB
Format: PDF, Docs
Category : Business & Economics
Languages : en
Pages : 288
View: 1435

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Drawing on her many years as a consultant to numerous companies big and small, author Rose Hightower infuses Internal Controls Policies and Procedures with her wealth of experience and knowledge. Instead of reinventing the wheel, your company can use this useful how-to manual to quickly and effectively put a successful program of internal controls in place. Complete with flowcharts and checklists, this essential desktop reference is a best practices model for establishing and enhancing your organization's control framework.

Policies And Procedures Manual For Accounting And Financial Control [PDF Download]

Policies and Procedures Manual for Accounting and Financial Control PDF
Author: Douglas W. Kutz
Publisher: CCH
Release Date: 2003-05
ISBN: 9780735544321
Size: 59.86 MB
Format: PDF
Category : Business & Economics
Languages : en
Pages : 357
View: 1476

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Business failures, fraudulent financial reporting, and questionable operating practices have caused the increasing attention on corporate internal controls. This manual focues on the intiital steps for providing a reliable system of internal control, which is to establish policies and procedures, and then monitor their compliance. A great number of users of the Policies and Procedures Manual for Accounting and Financial Control will be with organizations that have a long-established set of company policies and procedures. Their purpose in using this book will be to check out their existing systems and upgrading them where required.

Accounting And Finance Policies And Procedures [PDF Download]

Accounting and Finance Policies and Procedures PDF
Author: Rose Hightower
Publisher: John Wiley & Sons
Release Date: 2008-07-21
ISBN: 0470273100
Size: 64.87 MB
Format: PDF, ePub, Docs
Category : Business & Economics
Languages : en
Pages : 256
View: 4295

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Policies and procedures are the foundation of internal controls for organizations. Taking a complicated subject and breaking it into manageable components, this book enables you to hit the ground running and significantly accelerate your completion of a solid policies and procedures program. Comprehensive and practical, this useful book provides you with sample documents you can personalize and customize to meet your company's needs.

Banking Regulations For Examiners [PDF Download]

Banking Regulations for Examiners PDF
Author: United States
Publisher:
Release Date: 2004
ISBN:
Size: 62.13 MB
Format: PDF, Kindle
Category : Banking law
Languages : en
Pages :
View: 4191

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Trust Department Policies And Procedures [PDF Download]

Trust Department Policies and Procedures PDF
Author: Regulatory Compliance Associates, Inc. (REGCOM)
Publisher: LexisNexis
Release Date: 2018-10-19
ISBN: 0769880320
Size: 57.71 MB
Format: PDF, Mobi
Category : Law
Languages : en
Pages :
View: 5533

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Sheshunoff's Trust Department Policies and Procedures manual offers the trust manager a comprehensive action plan for implementing and maintaining trust department policies and procedures that will protect the interests of both the bank and the bank's customers. With this manual as a guide, the trust officer can avoid costly mistakes and common compliance violations. More than 200 policies and procedures provide the critical internal controls necessary to achieve an institution's strategic objectives, maintain regulatory compliance, and effectively manage risk in the trust department. Divided into six comprehensive sections, the 200+ policies and procedures address the major concerns of the trust department manager. These include: • Strategic planning and organization • Marketing and business development • Administration • Investments • Ethical standards • Mutual fund retail sales The manual provides the latest guidelines from every agency with trust oversight, including the OCC's Comptroller's Handbook for Fiduciary Activities, the Banking Circular, the Comptroller's Handbook for Compliance, the Code of Federal Regulation, the Trust Banking Circular, and other key publications. Written in straight-forward language, the expert authors show how to apply the regulations to the day-to-day activities of the trust department staff. And the convenient and comprehensive set of trust policies and procedures can be easily customized and adapted to the institution's specific needs. When every employee in the trust area understands department policies and follows department procedures, the safety of customer trust accounts and the future growth of the bank can be ensured.

Handbook Of Internal Accounting Controls [PDF Download]

Handbook of Internal Accounting Controls PDF
Author: Wanda A. Wallace
Publisher: Prentice Hall
Release Date: 1991
ISBN:
Size: 80.80 MB
Format: PDF, ePub, Docs
Category : Auditing, Internal.
Languages : en
Pages : 1068
View: 2446

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This is a practical what-to-do and how-to-do-it approach to establishing, operating and maintaining the corporate internal accounting function.

Internal Control Audit And Compliance [PDF Download]

Internal Control Audit and Compliance PDF
Author: Lynford Graham
Publisher: John Wiley & Sons
Release Date: 2015-02-02
ISBN: 1118996216
Size: 54.26 MB
Format: PDF, Mobi
Category : Business & Economics
Languages : en
Pages : 416
View: 1069

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Ease the transition to the new COSO framework with practical strategy Internal Control Audit and Compliance provides complete guidance toward the latest framework established by the Committee of Sponsoring Organizations (COSO). With clear explanations and expert advice on implementation, this helpful guide shows auditors and accounting managers how to document and test internal controls over financial reporting with detailed sections covering each element of the framework. Each section highlights the latest changes and new points of emphasis, with explicit definitions of internal controls and how they should be assessed and tested. Coverage includes easing the transition from older guidelines, with step-by-step instructions for implementing the new changes. The new framework identifies seventeen new principles, each of which are explained in detail to help readers understand the new and emerging best practices for efficiency and effectiveness. The revised COSO framework includes financial and non-financial reporting, as well as both internal and external reporting objectives. It is essential for auditors and controllers to understand the new framework and how to document and test under the new guidance. This book clarifies complex codification and provides an effective strategy for a more rapid transition. Understand the new COSO internal controls framework Document and test internal controls to strengthen business processes Learn how requirements differ for public and non-public companies Incorporate improved risk management into the new framework The new framework is COSO's first complete revision since the release of the initial framework in 1992. Companies have become accustomed to the old guidelines, and the necessary procedures have become routine – making the transition to align with the new framework akin to steering an ocean liner. Internal Control Audit and Compliance helps ease that transition, with clear explanation and practical implementation guidance.

Miller Gaas Guide [PDF Download]

Miller GAAS guide PDF
Author: Larry P. Bailey
Publisher: Houghton Mifflin Harcourt P
Release Date: 1999
ISBN: 9780156063142
Size: 42.25 MB
Format: PDF, Docs
Category : Accounting
Languages : en
Pages : 1300
View: 7543

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Provides coverage of auditing, quality control, professional ethics, compilations, reviews and attestations.